0001213900-20-003497.txt : 20200213 0001213900-20-003497.hdr.sgml : 20200213 20200213110935 ACCESSION NUMBER: 0001213900-20-003497 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 GROUP MEMBERS: EMA GROUP, LLC GROUP MEMBERS: FELICIA PRESTON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Simlatus Corp CENTRAL INDEX KEY: 0001399306 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 202675800 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85523 FILM NUMBER: 20607843 BUSINESS ADDRESS: STREET 1: 175 JOERSCHKE DR. STREET 2: SUITE A CITY: GRASS VALLEY STATE: CA ZIP: 94945-5259 BUSINESS PHONE: (530) 205-3437 MAIL ADDRESS: STREET 1: 175 JOERSCHKE DR. STREET 2: SUITE A CITY: GRASS VALLEY STATE: CA ZIP: 94945-5259 FORMER COMPANY: FORMER CONFORMED NAME: Grid Petroleum Corp. DATE OF NAME CHANGE: 20091120 FORMER COMPANY: FORMER CONFORMED NAME: Sunberta Resources Inc. DATE OF NAME CHANGE: 20070511 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EMA Financial, LLC CENTRAL INDEX KEY: 0001683730 IRS NUMBER: 472557634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 40 WALL STREET STREET 2: SUITE 1700 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-453-0025 MAIL ADDRESS: STREET 1: 40 WALL STREET STREET 2: SUITE 1700 CITY: NEW YORK STATE: NY ZIP: 10005 SC 13G/A 1 sc13g0220a4ema_simaltus.htm AMENDMENT NO. 4 TO SCHEDULE 13G

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G/A

 

Under the Securities Exchange Act of 1934
(Amendment No. 4)*

 

SIMALTUS CORPORATION

(Name of Issuer)

 

Common Stock $0.001 par value

(Title of Class of Securities)

 

828663401

(CUSIP Number)

 

December 31, 2019

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 
☐  Rule 13d-1(b)
☒  Rule 13d-1(c)
☐  Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

  

 

 

 

 

 

CUSIP No. 828663401 13G/A Page 2 of 7 Pages

 

1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

EMA Financial, LLC   
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ☐
(b) ☒  
3.

SEC USE ONLY
   

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER
 
0
6. SHARED VOTING POWER
 
93,241
7. SOLE DISPOSITIVE POWER
 
0
8. SHARED DISPOSITIVE POWER
 
93,241

9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

93,241
10.

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ☐ 

 

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

As of December 31, 2019, Reporting Persons hold 0.004% of all outstanding shares of Common Stock
12. TYPE OF REPORTING PERSON (see instructions)

OO  

  

 

 

 

CUSIP No. 828663401 13G/A Page 3 of 7 Pages

 

1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

EMA Group, LLC 
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ☐
(b) ☒
3.

SEC USE ONLY
   

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER
 
0
6. SHARED VOTING POWER
 
93,241
7. SOLE DISPOSITIVE POWER
 
0
8. SHARED DISPOSITIVE POWER
 
93,241

9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

93,241
10.

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ☐ 

 

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

As of December 31, 2019, Reporting Persons hold 0.004% of all outstanding shares of Common Stock
12. TYPE OF REPORTING PERSON (see instructions)

OO  

  

 

 

 

CUSIP No. 828663401 13G/A Page 4 of 7 Pages

 

1. NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Felicia Preston
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ☐
(b) ☒
3.

SEC USE ONLY
   

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION
 
New York

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER
 
0
6. SHARED VOTING POWER
 
93,241
7. SOLE DISPOSITIVE POWER
 
0
8. SHARED DISPOSITIVE POWER
 
93,241

9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

93,241
10.

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ☐ 

 

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

As of December 31, 2019, Reporting Persons hold 0.004% of all outstanding shares of Common Stock

12. TYPE OF REPORTING PERSON (see instructions)

IN

 

 

 

 

CUSIP No. 828663401 13G/A Page 5 of 7 Pages

 

Item 4.  Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)Amount beneficially owned: 93,241 shares of Common Stock as of December 31, 2019.

 

(b)Percent of class:  0.004% as of December 31, 2019, Reporting Persons hold 0.004% of all outstanding shares of Common Stock.

 

The Reporting Persons’ beneficial ownership of 93,241 shares of Common Stock constitutes 0% of all the outstanding shares of Common Stock, based upon 2,333,000,023 shares of Common Stock outstanding as of September 30, 2019, as reported by the Issuer in its most recent Annual Report.

 

(c)Number of shares as to which the person has:

 

(i)Sole power to vote or to direct the vote of 0.

 

(ii)Shared power to vote or to direct the vote 93,241.

 

(iii)Sole power to dispose or to direct the disposition of 0.

 

(iv)Shared power to dispose or to direct the disposition of 93,241.

  

EMA Group, LLC (“EMA Group”) is the investment manager of EMA Financial, LLC (“EMA”), and Felicia Preston (“Preston”) is the managing member of EMA Group. Therefore, each of EMA Group and Preston may be deemed to have voting and investment power over the securities. Each of EMA Group and Preston expressly disclaims any equitable or beneficial ownership of such securities.

 

Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).

 

Item 5.  Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   ☐.

 

Instruction. Dissolution of a group requires a response to this item.

 

 

 

 

CUSIP No. 828663401 13G/A Page 6 of 7 Pages

 

Item 6.  Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable

 

Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not Applicable

 

Item 8.  Identification and Classification of Members of the Group.

 

Not Applicable.

 

Item 9.  Notice of Dissolution of Group.

 

Not Applicable.

 

Item 10.  Certification.

 

(a)The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

(b)The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

  

 

 

 

CUSIP No. 828663401 13G/A Page 7 of 7 Pages

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  2/13/2020
  Date
   
  /s/ Felicia Preston
  Signature
   
  Felicia Preston/Director
  Name/Title